EFTA Document EFTA01352733

Suspicious Activity Information Form Preparer Ying Wang Date 5/3/2017 (include area code) Compliance Notified? Yes X No Date of Notification April 29, 2016 Compliance Officer (name) Peggy McGarvey Legal Entity DBTCA Address Including City, State, and Zip Code 345 Park Avenue New York, NY 10017 Address of Branch Office(s) where activity occurred New York, NY 10017 Suspect Information Is Suspect Information Available? Yes X Phone Number 345 Park Avenue No Last Name, F