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sd-10-EFTA01355841Dept. of JusticeOther

EFTA Document EFTA01355841

[LI Current Classification: (click here for help) Internal CIP failure rectification (t] Jay Lipman to: Fran M Wickman 08/26/2013 12:04 PM Sender Date Subject Jay Lipman 08/26/2013 12:04 PM 41, a CIP failure rectification cry Fran M Wickman 08/26/2013 12:08 PM Re: CIP failure red Classification: For internal use only Hi Fran. Please could you let me know if this document is sufficient for what we need? For Source of Wealth: Epstein began his financial career in 1976 as an optio

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Dept. of Justice
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sd-10-EFTA01355841
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[LI Current Classification: (click here for help) Internal CIP failure rectification (t] Jay Lipman to: Fran M Wickman 08/26/2013 12:04 PM Sender Date Subject Jay Lipman 08/26/2013 12:04 PM 41, a CIP failure rectification cry Fran M Wickman 08/26/2013 12:08 PM Re: CIP failure red Classification: For internal use only Hi Fran. Please could you let me know if this document is sufficient for what we need? For Source of Wealth: Epstein began his financial career in 1976 as an optio

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Text extracted via OCR from the original document. May contain errors from the scanning process.
[LI Current Classification: (click here for help) Internal CIP failure rectification (t] Jay Lipman to: Fran M Wickman 08/26/2013 12:04 PM Sender Date Subject Jay Lipman 08/26/2013 12:04 PM 41, a CIP failure rectification cry Fran M Wickman 08/26/2013 12:08 PM Re: CIP failure red Classification: For internal use only Hi Fran. Please could you let me know if this document is sufficient for what we need? For Source of Wealth: Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to lhe Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Stearns and his financial management firms Kind Regards, Jay Lipman Jay Lipman Analyst I Markets Coverage Grotto Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041127 CONFIDENTIAL SDNY_GM_00187311 EFTA01355841

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