EFTA Document EFTA01356397

# Completed (Clients) # Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office 474 175 134 547 846 887 46.43% 17.14% 13.12% 95 926 9.30% • Initial pop 1,319. Items may be determined out-of-scope during review. Details USO LatAm MEA NY GAT Total High Risk Remediation Data 821 417 61 20 Initial In Scope Clients 1,319 126 144 18 10 Out-of-Scope Identified* 298 251 94 with Banker Team" 345 19 3 with Manager Director (MD) 22 3 3 with ABR/AFC