EFTA Document EFTA01358591

(m) r pension consultant (n) r real estate broker or dealer (o) r sponsor or syndicator of limited partnerships (or equivalent), excluding pooled investment vehicles (p) F sponsor, general partner, managing member (or equivalent) of pooled investment vehicles 6. Do you control or are you controlled by the related person? 7. Are you and the related person under common control? Yes No r r. r 8. (a) Does the related person act as a qualified custodian for your clients in connection wit