EFTA Document EFTA01363464

To: Cynthia Rodrigue ; Daphne Cales • Patrick Harris Vaishali-P Mehta Subject: KYC Remediation - Southern Financia Re ations Classification: For internal use only Hello Cynthia, p The following KYC's are being assigned to you. Please review and comment, edit where necessary. The Volcker needs to be completed for all required parties. Please review PEP classification on all parties. Please review the research on checklist and make comments where needed. o KYC needs to be submitted to t