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sd-10-EFTA01363756Dept. of Justice

EFTA Document EFTA01363756

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From: Nina Tona Sent: 5/8/201812:11:38 PM To: Zack Bunimovich CC: oavide-A Sferrazza Subject: RE: Southern Financial - KYC Docs. ilj Classification: For internal use only Hello Zack - please advise where we stand with this. I understand it's with AFC. Thank you Nina Tona KCP products and services are intended and available only for persons who ore sophisticated institutional investors within the meaning of the FIRM Rule 4512(O(3), and who are capable of evaluating the strategies.

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Dept. of Justice
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sd-10-EFTA01363756
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