EFTA Document EFTA01364393

Risk Premia Investing at Deutsche Bank Overview of Risk Premia AUM 12,000 10,000 8,000 O 5 6,000 4,000 2,000 0 SWF NI Private Banks • Banks II Endowments • Family Offices Insurers *Asset managers • Pension funds Source: Deutsche Bank 12 Q2 12 Q3 12 Q4 13 Q1 13 02 13 03 13 Q4 14 Q1 14 02 14 Q3 14 Q4 1541 15 02 15 03 15 Q4 16 01 16 02 7 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054926 CONFIDENTIAL SDNY_GM_00201110 EFTA01364393