EFTA Document EFTA01372456

(b) If the answer is yes, under what exemption? RELYING ADVISER 10. (a) Is the related person registered with a foreign financial regulatory authority ? r (b) If the answer is yes, list the name and country, in English of each foreign financial regulatory authority with which the related person is registered. No Information Filed 11. Do you and the related person share any supervised persons? 12. Do you and the related person share the same physical location? re r r 1. Legal Name of Re