EFTA Document EFTA01372787

Appendix 3 U.S. BROKER-DEALER, U.S. FUTURES COMMISSION MERCHANT, or U.S. BANK: This Appendix describes the Re-use Risks and Consequences that may arise under Collateral Arrangements with a bank chartered under U.S. federal or state law, a U.S. branch or agency office of a non-U.S. bank (any such bank, branch, or agency office, a "U.S. banking organization"), a U.S. entity that is registered as a broker-dealer with the U.S. Securities and Exchange Commission ("broker- dealer), or a U.S. ent