EFTA Document EFTA01373004

Risk Factors 1 (continued) CONFIDENTIAL FOR DISCUSSION PURPOSES ONLY Limited Rights of Issuer to Sell Assets The Issuer is structured to comply with the exclusion from registration as an "investment company under the Investment Company Act provide by Rule 3a-7 thereunder ("Rule 3a.7"). As a result of restrictive contractual provisions contained in the Senior Note documents intended to maintain the Issuer's compliance with Rule 3a-7. the Issuer will, in certain instances, be precluded from pu