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sd-10-EFTA01386106Dept. of Justice

EFTA Document EFTA01386106

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AGP LP 519 Alpha Group Caudal Paul Barrett Page 2 Schedule A The Solicitors are subject to the following disqualifying events specified in Section 506(d)(iiiXB), which are final orders of state securities commissions that are based on a violation of any law or regulation that prohibits fraudulent, manipulative, or deceptive conduct within the last ten (10) years. Solicitors intend to seek a waiver from the SEC for these disqualifying events, a copy of which will be provided to you promptl

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Dept. of Justice
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sd-10-EFTA01386106
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