EFTA Document EFTA01386809

RIN II •094 Alpha Group Capital LLC PRIIPS Regulation / Prohibition on Sales to EEA Retail Investors The Preferred Shares are not intended to be offered, sold or otherwise made available to and should not be offered, sold or otherwise made available to any retail investor in the European Economic Area ("EEA"). For these purposes, a retail investor means a person who is one (or more) of: (i) a retail client as defined in point (11) of Article 4(1) of Directive 2014/65/EU (as amended, "MiFID