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sd-10-EFTA01388365Dept. of Justice

EFTA Document EFTA01388365

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Product Risk Categorization: Callable Yield Notes with Contingent Coupon are categorized as Product Risk Level 3, "Contingently Protected Notes." Product Risk Level categorizations 1.4 are detailed on the Structured Products Agreement & Approval Form (DUCA & DBSI versions enclosed), which, prior to any purchase of a structured product, must be completed by the client. Disclaimer This is not an offer, recommendation or solicitation to buy or sell, nor is it on official confirmation of terms.

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Dept. of Justice
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sd-10-EFTA01388365
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