EFTA Document EFTA01391623

GLDUS142 fronsedes Asset Mgmt iCapital Advisors, LLC Form ADV Part 2A Investor's non-public, personal information. Upon request, iCapital will provide a copy of our written privacy policies and procedures. Item 12: Brokerage Practices With respect to the Private Access Funds. iCapital generally will not make investments in securities listed on national exchanges. However, there may be limited situations where we are allocated a listed security and need to place trade(s) through a broker.