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sd-10-EFTA01393174Dept. of Justice

EFTA Document EFTA01393174

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(discussed below), its writer is required to maintain mar- gin with his brokerage firm. Moreover, the writer's pur- chase of the underlying interest upon being assigned an exercise of a physical delivery put may result in an addi• tional margin call. The second full paragraph on page 64 of the Booklet is replaced with the following paragraph: Put writers must have an understanding of the risks, the financial capacity and willingness to incur potentially substantial losses. and the liquidi

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Dept. of Justice
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sd-10-EFTA01393174
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