EFTA Document EFTA01398963

Kirby Customer Number Customer Name Type * High Risk e Auto Exempt Reason Exemption Reason IPE Limited Client Y N Irrawaddy Policy Exchange Trust Client * Moderate Risk Annual Client Update Due Dat Customer Owner 6/14/2017 Heather Kirby 6/14/2017 Heather Kirb Trust f/b/o Louise G. Collins u/a Kevin J. Collins Heather Kirby Boehly, Todd L. Client N NZC 136, LLC Client N NZC LA, LLC Client N George Soros Revocable Trust Client NZC CO, LLC Client N NZC SC, LLC Client N