EFTA Document EFTA01399057

From: Kimberly Hart Sent: Monday, October 15, 2018 10:13 AM To: Oliver Ess Emily Craig <=I III >; Melisa Venegas ; Jonathan Groom < ; Cc: zia Memon Subject: Re: FIM Relationships and FIMs - KYC Tracker [I] I was not aware that you were looking for feedback. There are customer owners assigned to the FIMs in DBForce. They would be responsible for the KYCs. If these are active FIMs, KYCs need to be completed as soon as possible. Additionally, the high risk FIM needs a KYC update as well.