EFTA Document EFTA01399585

Subject: Fw: October 2014 AML/KYC Escalation Reports (I] From: Kimberly Hart < Date: Tue, 04 Nov 2014 09:16:50 -0500 To: Armen Brash < Cc: Classification: For internal use only Armen - Can you call or stop by to discuss HRIP meetings? A bunch of new past due HRIP meetings appeared on the report this month. I do not want these reported to SRC since we were never made aware of these required meetings. If they need to be reported, it should be footnoted that front office was just told of