Case Filesd-10-EFTA01399599Dept. of JusticeEFTA Document EFTA01399599
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sd-10-EFTA01399599Dept. of JusticeEFTA Document EFTA01399599
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Subject: RE: Cases with ne ative media risk [C] From: Emily Craig Date: Mon, 15 Jul 2019 09:54:00 -0400 To: Kimberly Hart ‹ > Classification: Confidential Correct, no longer used. We have the Client Risk Rating Engine, negative media is a Special Risk Factor which is reviewed by AFC, and if the CRRE gives a M/L, AFC can override the client to High due to that special risk factor. Kind Regards, Emily Emily Craig Director Deutsche Bank Wealth Management Deutsche Bank Securities, Inc
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Dept. of Justice
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sd-10-EFTA01399599
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5
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