EFTA Document EFTA01401557

Subject: CLEARED_Southern Financial LLC [I] From: PWMUS AMLKYC < Date: Tue, 13 Aug 2013 13:52:31 -0400 To: Amanda Kirby Cc: PWMUS AMLKYC Jacqueline Lightbody Classification: For internal use only Hi Amanda, AML Compliance has reviewed the alert dated 5/29/2013 pertaining to our perspective client, Southern Financial LLC. According to the business, our perspective client, Southern Financial LLC was organized in 2013 in the US Virgin Islands. The RDC alerts all occurred prior to the inc