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sd-10-EFTA01424696Dept. of Justice

EFTA Document EFTA01424696

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Subject: RE: Approval Needed - List of Preferreds From: Zbynek Kozelsky Date: Wed, 15 Jun 20 To: Zbynek Kozelsky.1.igillim> Andrew King Stewart Oldfield Cc: Joseph Dursi < Questions from MRG: 1. How was the list created? What filters were used? 2. Did the client supply us with some filters and we just ran it on a Bloomberg screener (if so, I would want the original request documented in the MRG case)? 3. Or is this a list of PFD's that the trading desk happens to have in invento

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Unknown
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Dept. of Justice
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sd-10-EFTA01424696
Pages
7
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0
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