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sd-10-EFTA01451608Dept. of Justice

EFTA Document EFTA01451608

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SOF III - 1081 Southern Financial LLC Secondary Opportunities Fund III. LP Rule'. Among other things, the Volcker Rule generally prohibits "banking entities' from sponsoring, or investing in. 'covered funds' except to the extent permitted pursuant an available exemption. In addition, a 'banking entity" and its affiliates are prohibited from entering into certain transactions with (such as extending credit to or purchasing assets from) any 'covered fund' that the banking entity sponsors. org

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Dept. of Justice
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sd-10-EFTA01451608
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