EFTA Document EFTA01460299

SOUTHERN FINANCIAL LLC (and subsidiary) Statement of Revenues and Expenses Income Tax Basis For the Period Ended March 31, Revenues 2016 Dividends and interest S 723,063 Other investment income 1,579,117 Subsidiary equity income - Haze Trust 146,470 Short term capital gains 1,213 Long term capital gains 419,242 Total Revenues 2,869,105 Expenses Other expenses 29,790 Total Expenses 29, 790 Net Income 2,839,315 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-01