EFTA Document EFTA01461122

From: Sent: To: CC: Subject: Wayne Salit [ ] 1/19/2016 2:09:50 PM Daniel Sabba I Todd Stevens I ; Chip Packard I I; Jan Bornebusch RE: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval IC) III Classification: For internal use only Dan - As we discussed, I do not have any further guidance on whether ARRC would permit a new brokerage account for Mr. Epstein or not. I suggest you reach to Carol Saracco from the ARRC to get more detail on the parameters of the their guidance