EFTA Document EFTA01471538

Subject: Inquiry regarding Acct# 44129914 NEW YORK STRATEGY GROUP, LLC, Case # 118954 [IJ From: AMLCompliance Inquiries < Date: Thu, 30 Oct 2014 15:12:22 -0400 To: Amanda Kirby Cc: Paul Morris < AMLCompliance Inquiries < Classification: For internal use only As a part of the PWM anti-money laundering monitoring program, the PRIME system is used to automatically identify accounts that exceed pre-defined profile levels for transaction volume and/or transaction amounts each month. When pr