Case Filesd-10-EFTA01478548Dept. of JusticeEFTA Document EFTA01478548
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Case File
sd-10-EFTA01478548Dept. of JusticeEFTA Document EFTA01478548
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Key Client Partners Americas Weekly Business Updates - Pipeline Deals KCC US & WIC Sept 16th 2013 Client: Epstein/Southern Financial [TDS] Opportunity: $150mm AUM, immediate; cross-asset trading and investment relationship; >1Bn NW; Referrals Revenue: >-$1mm p.a I Probability: In process RM: Morris (PB) Transaction Highlights / Clients Client: Lorem Ipsum (referred to PCS) Opportunity: Equity Trading Revenue: >-$100k p.a Probability: In process RM: Smith referred to McDunaugh (PCS
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Dept. of Justice
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sd-10-EFTA01478548
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4
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