EFTA01366809

Amendment #4 Page 380 of 868 Ts(er. Eddedin DJ Revenue concentration Tre Combined Entity derives all its revenes tram its sae customer inner Slongoria Power (Groµ)) Co Ltd tor the wind power dspetched in Inner Mongolia The Combined Enaty expects revenues from Ire customer to continue to represent a sucetartrai paten of ds reveroe in the 'truce My factors adversely affecting me wind power industry in ire PRC or tre business operation of the cuslomer wrl have a mmenal effect on the Combned EntrtyS business, financed postion and results or operations 2 Cash and restricted cash Cash consists of tre Mowing December 37 March 31 2014 2016 US$ MI RMB denominated bank deposes with financial irebtucons in t re PRC 4,300 4,138 US dollar denornroted bank deposits with f nonool nettuerens in FIK SAR 80 327 Great Britain Pound denominated bank deposits with fierce l instabons in FE SAR — 4 US doter denornreted bank deposits with financial min.:sons n the PRC 6 6 Total 4,366 4,475 Cash deposits in bark that are restricted as to withdrawal or usage ta up to 12 months are reported as restricted cash in the condensed cornbned balance sheets ard excluded from cash in the condensed combnect statements al cash (bows Cash deposits that are restncted for penal beyond 12 months from the balance sheet data are included n other non-current assets in the condensed combined balance sheets Cash deposits that are pledged as collateral for lorig4errn tank bans are reported as restricted cash and amounted to US/3.251 and USS4,262 as of December 31. 2014 and March 31. 2015. respectively (note 8) Cash deposits totaling USS1.718 were restricted die to the artrtraton and lawsuit as of March 31, 2015 (note 10). of which US$1.327 is included in restricted cash and US$391 is included n other non-anent assets 3 Property, plant and equipment, net Property plat and equipment consist of the following December 31 March 31 2014 2016 1.16$ ost Machinery and equipment 271,371 270.362 Buildings 3,282 3,270 Equipmert and furniture 311 310 VehiCla 294 275 275,258 274,217 Less Accumulated depreciation (E6,420) (60,932) Property. pent end equipment. ret 208.838 204.265 Depsoaton expense for property. plant arid equipmeM was US$3.737 art USS3.779 for the three months ended March 31, 2014 ard 2015 respectivehr. As of December 31. 2014 and March 31. 2015. the Canbned Entity has pledged property. plant and equipment with a total ret amaxit of US/205.985 and USS2CH,431, ream:bey to secure tank toirowegs F00 http://cfdocs.btogo.com:27638/cf/drv7/pub/edgar/2015/07/20/0001193125-15-256461/d78... 7/20/2015 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0058337 CONFIDENTIAL SONY GM_00204521 EFTA01366809