Case File
efta-01374390DOJ Data Set 10OtherEFTA01374390
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01374390
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
From:
Vahe Stepanian
Sent:
7/13/2017 10:57:04 AM
To:
Richard Kahn
CC:
Stewart Oldfield
Subject:
RE: IC)
Classification: Confidential
Hi Rich - Southern Financial can trade listed options, including sold puts.
on the FX question - currently SFLLC cannot buy OTC options. There is Dodd Frank related paperwork that
we would need on file before trading OTC options.
Thank you,
Vahe
Original Message
From: Richard Kahn [
Sent: Thursday,
To: vahe Stepanian
Cc: Stewart Oldfield
Subject:
are we equip to sell puts?
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York. NY 10022
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0069051
CONFIDENTIAL
SDNY_GM_00215235
EFTA01374390
Related Documents (6)
Dept. of JusticeOtherUnknown
EFTA Document EFTA01375151
From: Richard Kah SeM: 4/8/2019 4: To: Stewart Oldfield Subject: Re: i-laze Trust thank you Richard Kahn MIRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Apr 8, 2019, at 4:31 PM, Stewart Oldfield a wrote: From: Stewart Oldfield Sent: Monday, April 08, 2019 4:31 PM To: Subject: .. 1 MM Mile, Per my client's request, please see attached. Thanks <image001.png> Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Manage
1p
DOJ Data Set 10OtherUnknown
EFTA01369161
1p
DOJ Data Set 10OtherUnknown
EFTA01384513
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DOJ Data Set 9OtherUnknown
From: Vahe Stepanian
6p
DOJ Data Set 10OtherUnknown
EFTA01424798
1p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01369436
0p
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