EFTA01499712

SOUTHERN FINANCIAL LLC ACCT. For the Period 9/1113 to 9/30/13 Notes: • Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Settle Date Type Description Quantity Transaction Market Value • Selection Method Cost Securities Transferred In 9/25 Receipt of Assets FACEBOOK INC-A ASSET TRANSFER FROM NC VY91850-0 SOUTHERN FINANCIAL LLC AS OF 09/25/13 (ID: 30303M-102) 17,500.000 665,000.00 847,875.00 9/25 Receipt of Assets GMAC CAPITAL TRUST I PFD STK 81/8% ASSET TRANSFER FROM NC W918500 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 361860-20-8) 80,000.000 1,882,773.60 2,144,000.00 9/25 Receipt of Assets GENERAL ELECTRIC CO ASSET TRANSFER FROM NC W91850-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 369604-10-3) 23,000.000 498,109.08 569,360.00 925 Receipt of Assets GENERAL ELEC CAP CORP 7.125% DEC 15 2049 DTD 06/12/2012 ASSET TRANSFER FROM NC 1A411850-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID. 369622-SN-6) 2,000,000.000 2,122,916.67 2,193,080.00 9/25 Receipt of Assets GENERAL ELEC CAP CORP 5.250% 12/31/2049 DTD 05)29/2013 ASSET TRANSFER FROM NC N01850-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 369622ST-3) 1,400,000.000 1,400,000.00 1298,898.00 9/25 Receipt of Assets GENERAL MOTORS CO CV PFD B ASSET TRANSFER FROM NC W91850-0 SOUTHERN FINANCIAL LLC AS OF 09/25/13 (ID: 37045V-20-9) 71,000.000 3,585,989.22 3,591,180.00 9/25 Receipt of Assets HEADWATERS INC 7.625 04)01/2019 DID 03/11/2011 ASSET TRANSFER FROM NC W91850.0 SOUTHERN FINANCIAL, LLC AS OF 09,25/13 (ID: 42210P-A0-5) 1,000140.000 1.035.000.00 1,055,000.00 9/25 Receipt of Assets JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DID 04/23)2008 ASSET TRANSFER FROM NC W91850-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 46625H-HA-1) 5,000,000.000 5,498,006.95 5,519,050.00 J.P. Morgan Account age 16 of 17 Consolidated Statement Page 54 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00023507 SDNY_GM_00292705 EFTA01499712