EFTA01520784

JPMorgan Chase Bank, N.A. 270 Park Avenue, New York, NY 10017-2014 CHISLAINE MAXWELL ACCT. For the Period 9/1/11 to 9/30/11 Asset Account J.P. Morgan Team Table of Contents Page Paul Morris Banker Account Summary 2 Ian Hirschfield Investment Specialist Holdings Janet Young Client Service Team Equity 4 Gina Swetra Client Service Team Alternative Assets 7 Online access www.MorganOntine.eom Cash 8 Fixed Income Portfolio Activity 14 For important information regarding your accounts refer to the rear of your statement J.P. Morgan Client News J.P. Morgan Securities LLC's (JPMS L1C) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30. 2011. JPMS LLC's net capital of $11.3 billion exceeded the minimum regulatory net capital requirement of Et .5 billion by S9.8 billion. JPMCC's net capital of $6.9 billion was approximately 7.2% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.9 billion by $5.0 billion. Complete copies of JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing the following JPMorgan Chase 8 Co. website address: httpRinvestor.shareholder.comipmorganchaserlinancial -condition.cfm Additionally, you may call the following toll-free phone number to request a hard copy of the statement: 1-866-576-1300 0026009045 IS 1500003 MAXWE00 201I1007 Page 1 of 29 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPNI-SDNY-00048122 SDNY_GM_00317320 EFTA01520784