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efta-efta00236101DOJ Data Set 9Other

Message

Message From: Garcia, Camille Sent: 5/29/2014 9:59:07 PM To: CC: Ramdeen, Vijai 1; Waldron, Chelsey Devon Subject: MAXWELL: IP0 Certification Forms Attachments: IP0 Form.pdf; Prospectus eDelivery Consent 5.29.14.pdf Hi As discussed with Vijai, we mailed a few documents for Ms. Maxwell to sign, you should receive them tomorrow. In addition, would you please print the attached forms and ask Ms. Maxwell to sign/date where indicated? Please return along with the other documents. «IPO Form.pdf» «Prospectus eDelivery Consent 5.29.14.pdf» Please let us know if you have any questions. Thanks, Camille Camille Garcia, CFPt Senior Wealth Strategy Associate UBS Private Wealth Management 299 Park Avenue, 25th Floor New York, NY 10171 Email: CONFIDENTIAL UBSTERFtAMAR00000388 EFTA00236101

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00236101
Pages
1
Persons
0
Integrity

Summary

Message From: Garcia, Camille Sent: 5/29/2014 9:59:07 PM To: CC: Ramdeen, Vijai 1; Waldron, Chelsey Devon Subject: MAXWELL: IP0 Certification Forms Attachments: IP0 Form.pdf; Prospectus eDelivery Consent 5.29.14.pdf Hi As discussed with Vijai, we mailed a few documents for Ms. Maxwell to sign, you should receive them tomorrow. In addition, would you please print the attached forms and ask Ms. Maxwell to sign/date where indicated? Please return along with the other documents. «IPO Form.pdf» «Prospectus eDelivery Consent 5.29.14.pdf» Please let us know if you have any questions. Thanks, Camille Camille Garcia, CFPt Senior Wealth Strategy Associate UBS Private Wealth Management 299 Park Avenue, 25th Floor New York, NY 10171 Email: CONFIDENTIAL UBSTERFtAMAR00000388 EFTA00236101

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Message From: Garcia, Camille Sent: 5/29/2014 9:59:07 PM To: CC: Ramdeen, Vijai 1; Waldron, Chelsey Devon Subject: MAXWELL: IP0 Certification Forms Attachments: IP0 Form.pdf; Prospectus eDelivery Consent 5.29.14.pdf Hi As discussed with Vijai, we mailed a few documents for Ms. Maxwell to sign, you should receive them tomorrow. In addition, would you please print the attached forms and ask Ms. Maxwell to sign/date where indicated? Please return along with the other documents. «IPO Form.pdf» «Prospectus eDelivery Consent 5.29.14.pdf» Please let us know if you have any questions. Thanks, Camille Camille Garcia, CFPt Senior Wealth Strategy Associate UBS Private Wealth Management 299 Park Avenue, 25th Floor New York, NY 10171 Email: CONFIDENTIAL UBSTERFtAMAR00000388 EFTA00236101

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