Investor Application Form (continued)

Investor Application Form (continued) G. Certification Regarding Initial Public Equity Offerings: : fink' icy L Rule 5130 'Restricted Persons' Fund may elect DM to invest in new issues even if your individual account is eligible for such transactions. :Please initial the appropriate statement The Undersigned has initialed those statements below which apply to it or, if the Undersigned is a • ' • • :corporation, partnership, trust or other entity. which apply to any person having a Beneficial Interest in the Undersigned. The Investor is any of the following: (a) A RNRA member firm or other broker dealer (b) An officer. director, general partner, associated person or employee of a RNRA member firm or other Covered Broker Dealer, (c) An agent of a Covered Broker Dealer if the agent is engaged in the investment banking or securities business; (d) An Immediate Family Member of a person specified in (b) or (c) above. (e) Minder or other person acting in a fiduciary capacity to a