EFTA Document EFTA01390346

.1 • Deutsche Asset & Wealth Management Account Agreement Southern Trust Company, Inc Cambia) Add,esS al Oty nalI — Zip Code Account Title (Complete if different from the Ctent above) Account mbects) . INIPORIANTPLEAS): SIGN AND RI TURN THIS.ACCOONI,APRFENIENT This is the account agreement (Account Agreement) between Client and Deutsche Bank Securities Inc. (referred to herein as "DBSI-1. It Includes the terms end conditions and is the cornett that controls each brokerage account in which Client has an Interest (each an "Account"). Client agrees to read this Account Agreement and the Appendix to this Account Agreement: Disclosures and Definitions ('Appendix") carefully. If Client is not willing to be bound by these terms and conditions, Client shoulo not sign this Account Agreement. Client's signature confirms that Client has read and agrees to the terms of this Account Agreement and the Appendix annexed hereto. I. CLIENT REPRESENTATIONS Client certifies that all of the Information provided by Client in this Account Agreement is accurate and complete and that each of the following statements is acctrate as to Client and Client's Account: a. Where Client is a natural person, Client is of legal age: b. For all accounts: la) no one except the person(s) named on the Account(s), or, if signed in a representative capacity, than no one except the beneficial owner(s),Mts any interest in the Account(s). (b) Client is and will remain compliant with all Applicable Laws, (c) Client is financially capable of satisfying any obligations undertaken through Client's Account(s). (d) Client acknowledges that the purchase and sale of securities entails substantial economic risk and represents knowingly and willingly that Client Can assume such risk and (e) Client has read end understands the terms set forth in this Account Agreement and those agreements or supplements incorporated by reference and understands that Client is bound by such terms: c. Client agrees to notify us in writing If: la) Client Is or becomes ad employee, member or immediate famlry member of any reunifies exchange (or corporation of which any exchange owns a majority of the capital stock), Financial Industry Regulatory Authority. Inc. WIWI/0.'0r of any broker-dealer, (b) Client is or becomes a senior 'officer or immediate family member of such a person of any bank, savings end loan institution, insurance company, investment company. investment advisory tlmt or Institution that purchases securities. or other employer whose consent le required to open and maintain tits Account by regotation or otherwise. unless such consent has been provided to DBSI. promptly notify DBSI In writing if any of the above circumstances change. II. TERMS AND CONDITIONS THAT APPLYTDCUENTS ACCOL/NT4S) The following terms and conditions gnvem Client's Accoundsk 1. Rights of DBSI. All rights granted to 0851 under this Account Agreement are granted with the understanding that it shall be within the sole discretion of DBSI whether, end in what manner, to exercise such rights. The failure of 0651 to exercise any right granted under this Account Agreement shall not be deemed a waiver of such right or any other right granted hereunder. 0651 retains the right to delegate to its agent. including its clearing agent, Pershing LLC (Pershing), one or more of DBSI's rights or obligations under this Agreement without nodes to Chem 2. Cash Account. D851 will classify each Account es a cash brokerage account. DBSI must separately approve the opening of a margin account (Margin Account, and Client must separately sign the Margin Agreement. 3 Order Execution. Orders for the purchase or sale of assets may be routed to or executed through any exchange, market or broker that DBSI selects. 4. Ruin and Regulatioo.. Ali itrannotions in Accounds) shall be condueted in aecordence with and subject to Applicable Law. ill- D2 13AWV-0196 012145.022813 .re CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0094825 SDNY_GM_00241009 EFTA01390346