EFTA Document EFTA01504064

JPMorgan Chase Bank, N.A. 270 Park Avenue, New York, NY 10017-2014 DARREN K INDYKE IRA ROLLOVER ACCT For the Period 31/I I «i 3/31/11 Asset Account J.P. Morgan Team Table of Contents Page Paul Morris Banker Account Summary 2 Paul Barrett Investment Specialist Holdings Janet Young Client Service Team Cash 8 Fixed Income 4 Pauline Esposito Online access Client Service Team www.MorganOnline.com Portfolio Activity 6 J.P. Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31, 2010. JPMS LLC's net capital of $6.8 billion exceeded the minimum regulatory net capital requirement of $500 million by $6.3 billion. JPMCC's net capital of $5.7 billion was approximately 6.3% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.8 billion by $3.9 billion. Complete copies of JPMS LLC's and JPMCC's individual audited Statement of Financial Condition may be obtained, at no cost, by accessing the following JPMorgan Chase 8 Co. website address: http://investor.shareholder.comfmmorganchase/financial -condition.cfm Additionally, you may call the following toll free phone number to request a hard copy of the statement: 1-866-576-1300. TurboTax Import Now Available For Your Investment Accounts If you utilize Intuit's TurboTax software. you can now import your tax information automatically. Please contact Private Banking Online Support at 1-866-265-1727. Monday-Friday 8:00 a.m.- 9:00 p.m. ET. Saturday and Sunday 9:00 a.m.- 5:00 p.m. to establish access. J.P. Morgan has no affiliation with TurboTax and we bear no responsibility for any information contained in their software. 002001681500 0 20 00001 INDYKO 0 20110404 Page 1 of 9 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00028802 SDNY_GM_00298000 EFTA01504064