EFTA Document EFTA01518890

For the Period 9/1/13 to 9/30/13 Account Summary Account Number Investment Account(s) GHISLANE MAXWELL GHISLAME MAXIAELL GHLSLAME MAXIAELL • OAP RID GHISLAME WUMELL • TAP DVS GHISLAINE MAXWELL • TAP ARR Total Value Beginning Net Market Value Ending Net Market Value Change In Value Start on Page 5,139,274.77 4 5,188,385.84 47,091.07 430.00 430.00 0.00 38 1,734,284.94 1,851,249.95 118,985.01 43 997,197.48 1,011,717.77 14,520.29 58 987,444.55 993,184.92 5,740.37 71 $8,868,811.74 $9,042,848.48 $184,338.74 This account summary is provided for informational purposes and includes assets at different entities. (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchange- listed options, which are held at JPMorgan Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail'. Equity securities. fixed income securities, and listed options transactions are generally cleared through JPMCC. a wholly owned subsidiary of JPMS. Please see 'Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held In Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation (' SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS. see "Portfolio Activity Detail". Such transactions are cleared and carried through JPMCC. Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). J.P.Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 billion exceeded the minimum regulatory net capital requirement of $1.8 billion by $12.0 billion. JPMCC's net capital of $6.7 billion was approximately 7.9% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 billion. Complete copies of JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: http:/finvestor.shareholder.comfjpmorganchaseffinancial- condition.cfm Additionally, you may call 1-866-576-1300 to request a hard copy of the statement. A misclassification occurred in your June and July month-end statements, whereby some taxable transactions were categorized as non-taxable and vice versa. All transaction details are now properly categorized in your account. Please note that this misclassification did not impact the transaction values or any holdings or market value(s) in your account(s). The impacted summary sections have been adjusted and display properly categorized values in the August month-end statements. If you would like an updated statement for June or July, please reach out to your J.P. Morgan learn. Consolidated Statement Page 1 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046148 SDNY_GM_00315346 EFTA01518890