EFTA Document EFTA01583254

Approved to move forward. Regards. Rick Ricardo M. Walker I Vice Presdent I Suceivtiory Manage nk From: Philip, Heather A Sent: Thursday, June 20, 2013 6:09 PM To: Doyle, Valencia G; Finnegan, timothy .1; Walker, Ricardo M CC: Account Opening Connecticut Subject: RE: new brokerage account in Southern Trust- Level 6 approval needed Hi Valencia, You wilt need senior registered options principal approval for this opening. Tim/Rick — I am very familiar with this DM and it is more than qualified for options level 6. Please provide your approval for pursuing level 6 options DM. G. William Wilde (deceased 6/18/13), LNW. 55061M* TNW: S100MM+ sophisticated investor 1465ther A. nsitip I vice President I Supervisory ManaQerl Private sank I LP. Morgan Seasettles LLC I 100 West Putnam Avenue, From: Doyle, Valencia G Sent: Thursday, June 20, 2013 10:20 AM To: Phihp, Hesath0r A Cc: Account Opening Connecticut Subject: new brokerage account in Southern T rust • Level 6 approval needed Good Morning Heather, The below request was received to have Level 6 across the board on a new Asset Brokerage account for Southern Trust Company, Inc. Would you be able to approve this? Thanks in advance. Front: Dubov, Anastasia X Sent Tuesday, June 18, 2013 4:54 PM To: Account Opening CHUG Cc PB-Service13113: Barrett, Paul S; GIO Middle Office, Schaffer, Susannah Subject new brokerage account in Southern I rust Team, Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062893 EFTA01583254