EFTA Document EFTA01298890

Deutsche Bank O Account Holder Name J Foliate VI • in Ista nos Foundation Inc OCIS• Beget.. Rossi+ Cara • Product(Al Brokerage F t ACCOunt Heide, 41 's - R. 1 . I 4 23 - i ir & sz 18 w _ Y - ° e 2 e g zi r 5 . 8 C E ; E. 0 3deirona, p,tovcr ACCount Value '• - ]:o Enter Country ,., rc r :sands US Wiry Type ', es-iodation (NOrtitea) Name .1 EgnIcin Virgin hlards Foundenel Inc (ii. * .7.i 6 i2 alszzE.: ce ml lVi Cornmeal, i ' , —,) E naar...ahl Eauce - .5aa) X X X X X X,X Jegrey E gpstoin (led* °owl X X XX XX XX XX X Darren ladyk• X XXXXXXXX Osn•rslap orrtrr Paul S. Berndt Armed Trading Audso") X XXXXXXXX Erika Itellarhala (Non•SqeslorYT09•TReP/ XXXXXXXX Legal Existence Cecelia., CI Good Standing etre( Signing Authonty Entity Powers / Structure ofhte Required Approvals/Documents include but not limited to: ABR Approval: non-US clients with indica Of US status (non-US cS;st snow.) Setts to boss s a US as son.USCIcs, <hangs,' afefuS lo become a Non -US penal:PGAet aoteceeee agnarory.s .10n4) S bid An • US Oddness) 0 AFC Reputabonal Risk Approval tgarrtarg nexus) 0 ANL Compliance IL BAIA Approval for US persons he an onshore PIC 0 Chen a ndffior UBO from EU (refer to Tab 3. EU Country Usti • add note to dent grotto Client Risk Program (CRP) Form Ice all Ate...loans (CRP forms are required at NYC stage became loans do not go through inde NON US CLIENTS ONLY 0 Cross Border Approval 0 CRP Escalation Body Approval - ExCeptalS10 iccal exit country list permitted. NO EXCEPT CPS for Global exit courrtnes (x) Evidence of source of wealth 0 Evidence Of source of funds 0 ExCo Approval (Nqh Rs A POrs Fa Now Chores AND GLOM downgraded from b- Medsrm b NIGH Af1DW Event When Reveres) FinCEPT• COO Rule Fend German Bank Separation Act (OSSA) Chiestbamaire • tenured tor All new clients (G BSA determnaton node for clients existing as ol 6/30,17 - s..t NEEDS to te ...quested for tea 50%• indirect onre-s)and any m teener entities Val pnclrecey own 50% or rnafe of teem (x) Coop lailntemel searches: Client and U00 at a minimum 0 Group Sustainatility Approval gmeronrroetalisorne nuq (x) CU Offshore Leaks Database (ensure cuent 000. mbelseen ensues sonatones are not toted in the Panama Papers database) 0 Industry Rep Risk Escalation (Ittlps:Nripa nsk ;Infiniti] lacomfarslapplApplitml) • defense industry ND Approval (?err oreeeces Ony -et,,a ralsn) 0 Norttirget market Approval 0 REPMegative media escalation Approvals Plead WM ANL Contpltarkaa 0 Venezuela: Line of business Approval to commence KYC adoption process (xi RATIONALE MEMO stating basis for approving KYC 1977699 KYC necklet J Epsian Wen Islands Foi.ndaecei Inc CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Foe nal "se kn 'Y CONFIDENTIAL SDNY_GM_00064275 DB-SDNY-0027100 EFTA_00174781 EFTA01298890