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sd-10-EFTA01356652Dept. of Justice

EFTA Document EFTA01356652

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b) East Coast Business Manager - Armen Brash c) Investment Advisory - Mary Keaveney d) Fixed Income - Ron Colonna, James (Jim) Donofrio High Risk Media Policy Below attached is the High Risk Media Policy for Financial and Non-Financial 'transactions Snlittine Transaction • Transaction approvers must ensure that an instruction is not being split to avoid a control or policy requirement. • Prior to approving a transaction, TAG must check if any other transactions have been processed out o

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Dept. of Justice
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sd-10-EFTA01356652
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