EFTA Document EFTA01364116

SUSPICIOUS ACTIVITY INFORMATION FORM Ying Wang 8/5/2016 Preparer Date Phone Number (Include area code) Compliance Notified? Yes X No Date of Notification April 29, 2016 Compliance Officer (name) Peggy McGarvey Legal Entity DBTCA Address Including 345 Park Avenue City, State, and Zip Code New York, NY 10017 Address of Branch Office(s) where activity occurred 345 Park Avenue New York, NY 10017 Suspect Information Is Suspect Information Available? Yes X No Last Name, First Name