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sd-10-EFTA01374306Dept. of Justice

EFTA Document EFTA01374306

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please describe) Include DB division, location and business areas. 7. If known, how was the relationship originally established? Choose one: • Intermediary-agent (please detail) • DB group referral • Targeted business • Unsolicited approach by client (including non-DB referrals/introducers). 8. What was the client's rationale for establishing the relationship? Why did the client open their account with DB? Bearer Shares Sales Response 9. Are you aware if the client, or an

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Dept. of Justice
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sd-10-EFTA01374306
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