EFTA Document EFTA01385560

insufficient to satisfy customer claims in full, customers would continue to have a claim against the proprietary assets of the broker-dealer. Notwithstanding point (b) of paragraph 2 of Article 15 of the Securities Financing Transactions Regulation, when we use your Customer Assets, they continue to be included on your account statement reflecting their status as Customer Assets, and we may not identify to you the financial instruments that we have used. If we are a broker-dealer or FCM,