1 duplicate copy in the archive
EFTA Document EFTA01386104
Title Matchefta-efta01386104
Case Filesd-10-EFTA01386104Dept. of JusticeEFTA Document EFTA01386104
Unknown1p
Case File
sd-10-EFTA01386104Dept. of JusticeEFTA Document EFTA01386104
Other
AGP LP 519 Alpha Group Capital Paul Barrett EXECUTION SCHEDULE A Research-Related Settlement: On August 26, 2004, in connection with the 2002 industry-wide governmental and regulatory investigations into research and analysts practices, Deutsche Bank Securities Inc. ("DBSI") reached a settlement agreement with the Securities and Exchange Commission, the National Association of Securities Dealers, the New York Stock Exchange and the New York Attorney General, and with other state regulator
Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01386104
Pages
1
Persons
0
Integrity
Loading document viewer...
Forum Discussions
Advertisement
This document was digitized, indexed, and cross-referenced with 1,500+ persons in the Epstein files. 100% free, donor-supported, and independent. Donors see no ads.
Support This ProjectSupported by 1,550+ people worldwide
Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.