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sd-10-EFTA01387677Dept. of JusticeOther

EFTA Document EFTA01387677

From: Sarah Rafferty Sent: 4/23/2018 10 To: Stewart Oldfield Subject: Frieze NY registration status 10 Classification: For internal use only Hi Stewart, below if your invite list along with the respective RSVP's. Please let me know if you have any updates. Thanks. Ticket type •r or tickets required Invitee • lust name Invitee last name Invitee cOliTally name Invitee job title DB nominator: contact Guest name RSVP Day Wed. Preview 2 Frohman Anderson Everwatch C

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sd-10-EFTA01387677
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From: Sarah Rafferty Sent: 4/23/2018 10 To: Stewart Oldfield Subject: Frieze NY registration status 10 Classification: For internal use only Hi Stewart, below if your invite list along with the respective RSVP's. Please let me know if you have any updates. Thanks. Ticket type •r or tickets required Invitee • lust name Invitee last name Invitee cOliTally name Invitee job title DB nominator: contact Guest name RSVP Day Wed. Preview 2 Frohman Anderson Everwatch C

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Sarah Rafferty Sent: 4/23/2018 10 To: Stewart Oldfield Subject: Frieze NY registration status 10 Classification: For internal use only Hi Stewart, below if your invite list along with the respective RSVP's. Please let me know if you have any updates. Thanks. Ticket type •r or tickets required Invitee • lust name Invitee last name Invitee cOliTally name Invitee job title DB nominator: contact Guest name RSVP Day Wed. Preview 2 Frohman Anderson Everwatch CEO Stewart Oldfield Thurs. Private View I John Bailey Spike Capital CEO Stewart Oldlicld Wed. Preview 1 I .:t1117.1 Barillaro Jockey Club Treasurer Stewart Oldfield Thurs. Private View 1 Mike Barry Georgetown CIO Stewart Oldfield Decline Wed. Preview 2 Leon Black Apollo CEO Stewart °Meld Wed Preview 2 Barry Bloom TFMG Principal Stewart Oldfield Wed. Preview 2 Michael Bloomberg Bloomberg LP CEO Stewan Oldfield Wed Preview 1 Jonathan Botwinick Gerschel Counsel Stewart Oldfield Thurs. Private View I Stanley Bould Ifighlander Partners VP Investments Stewart Oldfield Wed. Preview 1 Brad Briner Willett CIO Stewan Oldfield Decline Thuts. Private View 2 Charles Britton Echelon Investments CEO Stewart Oldfield Thurs. Private View I Cre(2. Bronson Saranad MD Stewart Oldfield Wed. Preview 1 Roger Bulloch Brightstar Partner Stewart Oldfield Decline Wed Preview 2 Jim Burritt Pacific Life Head Private Investments Stewart Oldfield Decline Thurs. Private View 2 ' Darren Conlpf Bright Companies CIO Stewart Oldfield Thurs. Private View 1 Amber Caska Portfolia Partner Stewart Oldfield Tinos Private View 1. Chuck Chai Hillspire CIO Stewart Oldfield Decline Wed. Preview 2 Barry Cohen Elysium President Siewan Oldtield Decline CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0090746 SDNY_GM_00236930 EFTA01387677

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To: Stewart Oldfield Subject: Frieze NY - registration status [I] Classification: For Internal use only HI Stewart, see below. Please continue to follow-up with all outstanding and if they plan to attend, ask them to register. If they dec ine, please let me know so I can update my file. Thank you. TICECI i> pi: ruf I ict:c r: ri:(iiiiii.,..1 i ii: I . inn! 11,311“: €+% E:::: I:ISI II:011C -HA I :i: ;:oniu,nn !hick, ill: Its::: pi) MI, D€i igniana n . COIllael Guest name RSV

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Subject: Frieze NY - re istration status [I] From: Sarah Rafferty < Date: Fri, 06 Apr 2018 15:28:07 -0400 To: Stewart Oldfield Classification: For internal use only HI Stewart, see below. Please continue to follow-up with all outstanding and if they plan to attend, ask them to register. If they decline, please let me know so I can update my file. Thank you. Ticket type # of tickets required Invitee first name Invitee last name Invitee company name Invitee job title DB nominator

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From: Sarah Rafferty Sent: 3/7/2018 5:37: To: Stewart Oldfield Subject: Frieze New York invitation to Preview day, Wednesday, May 2 We are following the same process as last year — as lone as your invitees meet the criteria outlined below, you may extend the invitation without securing pre-approval in the compliance system. If the client accepts, you will then be required to log in to Compliance using ID in the amount of €152 pp. All details are below including the invitation. If you

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Subject: Frieze NY registration status [I] From: Sarah Rafferty Date: Mon, 23 Apr 2018 10:47:03 -0400 To: Stewart Oldfield ‹ > Classification: For internal use only Hi Stewart, below if your invite list along with the respective RSVP's. Please let me know if you have any updates. Thanks. Ticket type # of tickets required Invitee first name Invitee last name Invitee company name Invitee job title DB nominator / contact Guest name RSVP Day VIP code Wed. Preview 2 Frohman A

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Subject: RE: Frieze NY - registration status [I] From: Sarah Rafferty < > Date: Tue, 17 Apr 2018 14:23:26 -0400 To: Stewart Oldfield ‹ > Cc: Bradley Gillin Classification: For internal use only Yes — that was the day he showed up last year. Regards, Sarah fcid:80063086-E6B1-464A-83C1-C22D037DB24E@lanl Sarah Rafferty Director I Marketing - Americas Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas Postal address: 345 Park Avenue, 24th floor, New York, NY 10154 Te

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Subject: RE: Frieze NY - re istration status [I] From: Sarah Rafferty Date: Tue, 17 Apr 2018 13:55:55 -0400 To: Stewart Oldfield Cc: Bradley Gillin Classification: For internal use only Please invite Patrick McGuiness to our lounge/fair. Regards, Sarah fcid:80063086-E6B1-464A-83C1-C22D037DB24E@lanl Sarah Rafferty Director I Marketing - Americas Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas Postal address: 345 Park Avenue, 24th floor, New York, NY 10154 Tel:

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