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sd-10-EFTA01387680Dept. of JusticeOther

EFTA Document EFTA01387680

Paul, In SFLLC: You sold 2,000 shares of Naspers (NPN SI) at 3335.0004 ZAR. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, LISA Prepared on 07/25/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability

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Paul, In SFLLC: You sold 2,000 shares of Naspers (NPN SI) at 3335.0004 ZAR. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, LISA Prepared on 07/25/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Paul, In SFLLC: You sold 2,000 shares of Naspers (NPN SI) at 3335.0004 ZAR. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, LISA Prepared on 07/25/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 45/2(C)(3). and who are capable of evaluating the strategies. characteristics and investment risks of and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DESSI or its affiliates prior to execution. and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products. investment ideas and solutions and related matters ctiscossed herein are provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction andror redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of CSSI or any Wits affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0090751 CONFIDENTIAL SDNY_GM_00236935 EFTA01387680

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Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01429689

Subject: RE: Trade Details --> 06/07/2018 [C] From: Liam Osullivan Date: Thu, 07 Jun 2018 16:10:56 -0400 To: Paul Barrett Richard Kahn Cc: Davide-A Sferrazza Joshua Shoshan Xavier Avila Martin Zeman Stewart Oldfield Classification: Confidential Paul, You are correct. You SOLD 50,000 shares of AMD at 14.92886. I apologize for the confusion. Thank you, Liam From: Paul Barrett [mailto: Sent: Thursday, June 07, 2018 4:07 PM To: Liam Osullivan Cc: Davide-A Sferrazza ~T ; Xavier Av

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01427245

Subject: RE: Trade Details --> 06/15/2018 [C] From: Liam Osullivan <[email protected]> Date: Fri, 15 Jun 2018 11:42:39 -0400 To: Paul Barrett Richard Kahn Cc: Martin Zeman Davide-A Sferrazza Joshua Shoshan Xavier Avila Stewart Oldfield Classification: Confidential Paul, In SFLLC: $125,136.24 Thank you Liam Sold HKD 982,444.65 @7.851 USD {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche B

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01421466

Subject: Trade Details 04 18 2018 C From: Liam Osullivan Date: Wed, 18 Apr 2018 16:10:19 -0400 To: Richard Kahn Cc: Davide-A Sferra Joshua Shoshan Martin Zeman Xavier Avila Stewart Oldfield < =.• Classification: Confidential Paul, Today you executed the following trades in the SFLLC account: Bought 11,348 CDR PW at 121.0969 PLN FX — Bought 1,375,796.34 PLN at 3.3575 Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Part

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01436455

Subject: RE: Trade Details --> 06/18/2018 [C] From: Liam Osullivan Date: Mon, 18 Jun 2018 16:07:56 -0400 To: Paul Barrett Richard Kahn Cc: Martin Zeman Joshua Shoshan Xavier Avila Stewart Oldfield > Davide-A Sferrazza , Classification: Confidential Paul, In Haze: Bought 15,000 CVNA at 43.8083. Nothing Done in BBD/B. Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealt

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01388380

From: Sent: To: CC: Subject: Liam Osullivan 10/12/2018 4:14:13 PM Paul Barrett Stewart 0ldfield Incoming Wire ICI Classification: Confidential Paul, ; Davide-A Sferrazza I I; Martin Zeman We have not received the wire. Our operations team has asked for additional information: We require more information to complete our task. Please confirm the reference number or a copy of the MT103. As of right now we do not have the funds. Thank you, Liam Liam O'Sullivan AVP I Key Client Pa

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01423851

Subject: Trade Details --> 06/08/2018 [C] From: Liam Osullivan Date: Fri, 08 Jun 2018 16:52:14 -0400 To: Paul Barrett Richard Kahn Cc: Davide-A Sferrazza Joshua Shoshan Xavier Avila Martin Zeman Stewart Oldfield Classification: Confidential Paul, In SFLLC: Sold 17 BRK/A at 293,789.86 Sold 10,000 QCOM at 60.3107 Sold 25,000 GILD at 71.9664 In Haze: Sold 15,390 SPOT at 171.8254 Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Ke

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