EFTA Document EFTA01406921

Subject: RE: Escalation: / Southern Financial LLC [I] From: Zack Bunimovich Date: Fri, 18 Ma 2018 13:15:09 -0400 To: Nina Tona ODC-Equities Account-Openin Jesse-J Cruz Cc: ODC FixedlncomeRepoECM Martin Zeman Classification: For internal use only Hi Nina, I believe James was speaking about the AFC review for the account. Now that the AFC piece was approved, the account was able to move forward to the downstream operational setups. This is essentially the last part in the process.