EFTA Document EFTA01408588

Subject: RE: KYC remediation [I] From: Andrea Sandven Date: Tue, 05 Mar 2019 14:15:26 -0500 To: Nina Tona Cc: Bill King Davide-A S errazza Yasmeen Alim Jamaal Bushar Ian Salters < Kareen Johnso Brian Serino Classification: For internal use only Good afternoon Nina, Jamaal and I researched the newest list of KYC remediations provided by Ian on Friday. I have attached a spreadsheet that shows our findings from dbCAR. There were 32 from ISG and 20 from IWP. There were only 5 out the