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sd-10-EFTA01452015Dept. of Justice

EFTA Document EFTA01452015

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SOF III - 1081 Southern Financial LLC Section 10: Certain Legal: ERISA and Tax Considerations Secondary Opportunities Fund III: LP Certain Investors. including Deutsche Bank (to the extent Deutsche Bank or any of its affiliates is able to make an investment in the Fund in accordance with applicable law, including the Volcker Rule). may be subject to the BHC Act. and thus may be required to limit their ownership or voting participation in certain circumstances. Special provisions will be pr

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Dept. of Justice
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sd-10-EFTA01452015
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