EFTA Document EFTA01452083

SOF III -1081 Southern Financial LLC a result of the adoption of or amendment to any statute or regulation or a development in the case law or the DOL's interpretation of the DOL Regulations, as modified by section 3(42) of ERISA, regarding the definition of "plan assets" for purposes of ERISA, or the failure of the Fund to qualify under an exemption described in Section 4.3, there is a reasonable likelihood that all or any part of the Fund's assets would be deemed to be "plan assets" subj