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sd-10-EFTA01452129Dept. of Justice

EFTA Document EFTA01452129

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SOP III -1081 Southern Financial LIS (x) such Transfer would not result in the assets of the Fund being deemed to constitute "plan assets" subject to ERISA or section 4975 of the Code; (xi) each of the Transferor and the Transferee shall have provided a certificate or representation to the effect that (A) the proposed Transfer will not be effected on or through (x) a U.S. national, regional or local securities exchange, (y) a non-U.S. securities exchange or (z) an interdealer quotation s

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Dept. of Justice
Reference
sd-10-EFTA01452129
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1
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0
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