EFTA Document EFTA01460943

From: Diego Galan Sent: 4/7/2015 5:22:35 PM To: Chip Packard ; Haig Ariyan ; Joshua Friedberg Subject: Concentrated positions (Cl Attachments: Concentrated positions greater than $10m - Pershing - April 2015.xlsx Classification: Confidential Chip, Haig and Josh, Following up on last week's discussion, please find attached a list of the concentrated positions for WM Americas clients - the list includes by office, by banker / CA, by client, by account for accounts with >$1.0m in a si